Products & Services
We’ve taken our years of experience in the industry and developed the resources we wish we’d had while employed as compliance professionals. Our offerings are carefully crafted to address issues we’ve frequently seen financial institutions struggle with. We are here to support and guide your program, ensuring you don’t need to sacrifice time or expense to non-compliance. Our products and services include:
Our Big Orange Book, A Banker’s Guide to Compliance is a simplified guide to the complex world of federal compliance regulations. It is written in plain English so compliance officers, new and experienced, will understand the regulatory requirements and risks of non-compliance. Our clients say the Big Orange Book is the first place they look when confronted with a regulatory issue.
Regulatory requirements are continually changing, and we make it our responsibility to keep you all up to speed. We are constantly developing new training materials, offering 2-3 live webinars per month on regulatory topics of interest. Our webinar library includes 140+ recorded compliance webinars, 25+ of which are accredited with the ABA for continuing education credits. Whether you need continuing credits or are simply updating your knowledge, we have a course designed with you in mind.
Need a sounding board for any compliance issues that may arise? We offer direct access to run any regulatory compliance questions by our team of experts. With the cost of non-compliance so high, we carefully dissect all applicable aspects of your questions and provide thoughtful and actionable feedback. Our most popular subscription includes advertising, disclosure, and policy reviews.
Our calculator library is useful in providing quick checks to ensure you are staying compliant. We have a calculator to assist financial institutions in ensuring that advertisements are compliant (Advertising Tutorial), mortgage loan disclosures are timely provided as well as servicing requirements are timely (KBYO/TRID/RESPA Mortgage Loan Disclosure Calculator) and the financial institution requires adequate flood insurance when required (Flood Administrative Resource Calculator aka Flood ARC). These tools are updated as needed and available for clients to download and share within the financial institution.
It’s our job to ensure you stay up to date on any changes in the regulatory world. We highlight crucial regulatory changes for our clients, promptly sending out client alerts with actionable intelligence.
We provide our clients a modified report of federal regulatory actions and updates on a weekly and monthly basis, including a compliance calendar of effective dates and comment due dates for upcoming items. These reports are short and sweet, broken down by agency and type of event. Compliance date, effective date, comment due dates, and other events are displayed on our compliance calendar.
In addition to the Big Orange Book, A Banker’s Guide to Compliance, we have also developed numerous other helpful compliance manuals. Our Advertising Manual helps ensure that your advertisements are reviewed for compliance with all applicable regulations based on the type of ad. Our Sample Policy Manual provides a template for 200+ policies to be used to draft policies specific to your institution. Our Forms Manual includes all required provisions in a standardized booklet form you can easily modify.
Our Quick Reference Guides are compliance cheat sheets, breaking down complex regulations into a format that is easy to understand and apply. Concise and straightforward, our Quick Reference Guides allow you to quickly pinpoint any required action you might be missing. Whether you are struggling to comply with one specific regulation or ensure that you are compliant in all aspects for one product, we have a QRG to assist you.